CCOShield scans your RIA website for Marketing Rule violations, missing disclosures, and compliance gaps. Free scan in 60 seconds.
No account required. Results in 60 seconds.
Client quotes and endorsements require disclosure of client status, compensation, and conflicts of interest.
Returns and benchmarks must include time period, net/gross disclosure, and equal prominence.
Awards and rankings need disclosure of date, methodology, fees, and rating organization.
Implied guarantees, promised outcomes, or claims of consistent outperformance.
We crawl up to 30 pages on your site, including footers and disclosures.
Three independent reviewers analyze each page against SEC Marketing Rule requirements.
Findings with specific CFR citations, source excerpts, and confidence levels.
First scan is always free. No credit card required.