CCOShield

Compliance radar for independent RIAs

Free website scan. Ongoing SEC monitoring. $49/mo.

256-bit encryption SEC data sources No credit card required

Monitoring

6

regulatory sources daily

What We Monitor

Six regulatory feeds checked every day

SEC Enforcement

Administrative proceedings and sanctions

SEC Litigation

Litigation releases and court filings

SEC Press

Press releases and public statements

Federal Register

Proposed and final rules

Regulations.gov

Public comment periods and dockets

eCFR

Electronic Code of Federal Regulations

What We Scan

14 compliance rules based on SEC regulations

SEC Marketing Rule (206(4)-1)
ADV Part 2A Disclosure
Form CRS Link
Privacy Policy (Reg S-P)
Performance Advertising
Testimonial Disclosures
Third-Party Ratings
Fee Transparency
Fiduciary Language
Custody Disclosures
Conflict of Interest
Social Media Compliance
Misleading Statements
Cybersecurity Disclosures

How It Works

1

Scan

Enter your URL. We crawl up to 30 pages and check against 14 SEC compliance rules.

2

Monitor

We watch 6 regulatory sources daily and alert you when something affects your firm.

3

Review

Get a compliance score, prioritized findings, and actionable recommendations in your dashboard.

Simple Pricing

Pro Plan

$49 /mo
  • Unlimited team seats
  • Daily regulatory monitoring
  • Monthly website re-scans
  • Compliance audit trail
  • PDF report exports
  • Slack alerts for urgent items
  • SEC exam prep reports
Start 14-Day Free Trial

No credit card required. Cancel anytime.

Frequently Asked Questions

No. CCOShield is an informational compliance scanning tool. Results do not constitute legal advice and should not replace review by a qualified compliance professional.
We crawl up to 30 publicly accessible pages on your website and check against 14 compliance rules covering SEC Marketing Rule, ADV disclosures, privacy policy, testimonials, performance advertising, and more.
We check 6 regulatory sources (SEC, FINRA, Federal Register, Regulations.gov, eCFR) every day. Your website is re-scanned monthly. You get daily or weekly digest emails based on your preference.
Yes. You can cancel your subscription at any time from the billing settings page. No long-term contracts.
Yes. All data is encrypted in transit (TLS 1.3) and at rest (AES-256). We only scan publicly accessible pages. API keys are hashed with SHA-256 and never stored in plain text. Free scan data is automatically deleted after 30 days.